Securities Law Compliance

Advisory and planning services to address public company compliance and reporting requirements.

Securities Law Compliance
NK Law provides comprehensive legal services for securities market participants including issuers, directors/officers, registered individuals, and firms. Our expertise ranges from regulatory and securities law compliance matters, consumer protection issues, as well as providing counsel in the context of shareholder and other disputes which may arise in shareholder agreements. In addition, we can assist with corporate finance, mergers and acquisitions and securities regulatory matters in many different industries.